Canon 3A provides in part:
A. Judicial Duties in General. The judicial duties of a judge take precedence over all the judge's other activities.
Canon 4C(3)(a) provides in part:
3. A judge may serve as an officer, director, trustee or non legal advisor of a civic organization not conducted for profit, subject to the following limitations and the other requirements of this Code.
- A judge shall not serve as an officer, director, trustee or non legal advisor of a governmental, civic, or charitable organization if it is likely that the organization:
- will be engaged in proceedings that would ordinarily come before the judge, or
- will be engaged frequently in adversary proceedings in the court of which the judge is a member or in any court subject to the appellate jurisdiction of the court of which the judge is a member.
Canon 4D(1-3) provides:
D. Financial Activities.
- A judge shall not engage in financial and business dealings that:
- may reasonably be perceived to exploit the judge's judicial position, or
- involve the judge in frequent transactions or continuing business relationships with those lawyers or other persons likely to come before the court on which the judge serves.
- A judge may, subject to the requirements of this Canon, hold and manage investments of the judge and members of the judge's family, including real estate.
- A judge shall not serve as an officer, director, manager, general partner, advisor or employee of any business entity except that a judge may, subject to the requirements of this Canon, manage and participate in:
- a business closely held by the judge or members of the judge's family, or
- a business entity primarily engaged in investment of the financial resources of the judge or members of the judge's family.
The general standard set by Canon 3A is more finely defined by Canon 4C(3)(a)'s limitations which prohibit serving if it is likely that the organization will be engaged in proceedings likely to lead to litigation before the judge or his court or an appellate court to which the judge's court is subject to jurisdiction. See New York Advisory Opinion No. 98-02.
Canon 4D(3) prohibits a judge from serving as an officer or director of any business entity not closely held by the judge or the judge's family.
Canon 4D(2) permits a judge to hold and manage investments and real estate. The Commentary clarifies that such ownership may be with others as long as there is compliance with Canons 4D(1) and (2).
While a property owners association is not clearly a "civic" organization permitted under Canon 4C(3) and is not a business entity prohibited under Canon 4D(3), it has attributes of both but is more similar to a real estate holding or investment permitted by Canon 4D(2). The activities are confined to the saving of expense rather than the generation of profit and while other homeowners may share in the benefits, the judge would still find it necessary to assume these duties living in a private home not associated with other property owners. See U.S. Advisory Opinion 29 (1973), revised Jan. 16, 1998.
Finally, judges should remain mindful of Canons 2 and 2B to avoid the appearance of impropriety in dealing with venders and contractors providing services to the association and in the judge's relationship with other residents regarding enforcement of rules, regulating covenants and the assessment, collection and allocation of dues and fees.